YOUR FINANCIAL INFORMATION
Financial companies choose how they share your personal information. Federal law gives consumers the right to limit some—but not all—sharing. Federal law also requires us to tell you how we collect, share, and protect your personal information. Please read this notice carefully to understand what we do.
The types of personal information we collect and share depends on the product or service you have with us. This information can include:
- Social Security number and income
- Account balances and assets
- Transaction history
All financial companies need to share customers’ personal information to run their everyday business.
We might share your information for our everyday business purposes (such as processing your transactions, maintaining your accounts, responding to court orders and legal investigations, or reporting to credit bureaus), for our marketing purposes (to offer our products and services to you), for joint marketing with other financial companies, for our affiliates’ everyday business purposes (transactions, experiences, and creditworthiness), or for our affiliates or non-affiliates to market to you.
To protect your personal information from unauthorized access and use, we use security measures that comply with federal law. These measures include computer safeguards and secured files and building.
We collect your personal information when you:
- Open an account
- Deposit money
- Seek advice about your investments
- Enter into an investment advisory contract
- Tell us about your investment or retirement portfolio or earnings
We also collect your personal information from other companies.
Affiliates: Companies related by common ownership and control. They can be financial and nonfinancial companies. We have no affiliates.
Non-affiliates: Companies not related by common ownership and control. They can be financial or nonfinancial companies. We do not share with non-affiliates so that they can market to you.
Joint marketing: A formal agreement between non-affiliated financial companies that together market financial products or service to you. We do not jointly market.